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據報平安証券因樂視網案擬被暫停保薦業務三個月
阿思達克 03-21 07:08
據《證券時報》從接近監管層的相關人士處了解到,深圳證監局於近日向平安証券下達行政監管措施事先告知書,擬對其責令改正並暫停保薦機構資格三個月,對樂視網IPO項目的保薦代表人和時任保薦業務負責人認定為不適當人員五年至十年,其他相應的合規業務等相關人員被採取監管談話等措施。 報道指,目前監管部門正在進行事先告知程序,待程序履行結束後將正式下達相應的行政監管措施。(ta/w) ~
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